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Self-regulatory organization
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361	[removed]cv (L) John J. Fiero and Fiero Brothers, Inc. v. FINRA 1 UNITED STATES COURT OF APPEALS Add to Reading List Source URL: www.ca2.uscourts.gov Language: English - Date: 2011-10-05 09:57:10 Financial regulation Financial system Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Registered representative Declaratory judgment Selling away United States securities law Law Financial Industry Regulatory Authority
362	For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-09-10 11:31:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation
363	Microsoft Word - SEC[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-30 12:13:42 U.S. Securities and Exchange Commission Self-regulatory organization Securities and Exchange Commission Stock market Securities Commission Government CalSTRS Financial regulation
364	Microsoft Word - Securities Act 2005_as amended[removed]cc Add to Reading List Source URL: www.investmauritius.com Language: English - Date: 2013-07-04 15:58:16 73rd United States Congress United States securities law Financial system Securities Finance Securities Act Prospectus Self-regulatory organization Israel Securities Authority United States Securities and Exchange Commission Financial economics Financial regulation
365	OMB APPROVAL OMB Number: [removed]Expires: June 30, 2007 Estimated average burden Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-06 11:52:34 Financial system Financial Industry Regulatory Authority Securities Exchange Act Security U.S. Securities and Exchange Commission Self-regulatory organization Securities regulation in the United States ACT United States securities law Financial economics Business
366	The text below has been prepared to reflect the text passed by the National Assembly on 25 March 2005, with subsequent amendments, and is for information purpose only. The authoritative version is the one published in th Add to Reading List Source URL: www.fscmauritius.org Language: English - Date: 2013-12-30 03:39:34 73rd United States Congress United States securities law Financial system Securities Finance Securities Act Prospectus Self-regulatory organization Israel Securities Authority United States Securities and Exchange Commission Financial economics Financial regulation
367	Microsoft Word - GFOA Meeting Memo.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-12 11:59:28 Mary Schapiro Self-regulatory organization Economy of the United States Financial system Government Municipal Securities Rulemaking Board Government Finance Officers Association Electronic Municipal Market Access
368	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-01-25 16:08:03 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Self-regulatory organization Disapproval voting Wall Street reform Financial economics Financial system United States federal banking legislation United States securities law Financial regulation
369	Form U10 Instructions For Completion and Submission by Check or Money Order We now offer on line submissions of the Form U10. This new option provides a more convenient credit card paym Add to Reading List Source URL: www.state.tn.us Language: English - Date: 2013-02-13 10:38:02 Financial regulation Business Financial system Finance Self-regulatory organization General Securities Representative Exam Uniform Combined State Law Exam Uniform Securities Agent State Law Exam Financial adviser United States securities law Professional certification in finance Financial economics
370	MEMORANDUM TO: File No. SR-NSCC[removed]FROM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-04 12:40:18 Managed account Finance ACT Self-regulatory organization Securities Exchange Act Financial economics Banking Investment

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